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FINRA Awards for Michael L. Letendre

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0056112/11/2023Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Alexander C.B. Barnard
Respondent(s): Daniel Caso
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Michael L. Letendre, Andrea J. Goldman, Stephen Polit
Hearing Site: Boston, MA
12-0103802/09/2015Claimant(s): Mark Soukup
Claimant Lawyers(s): Richard M. Gelb
Respondent(s): Regina Bolvin, Bolvin Wealth Management Group.
Respondent Lawyers(s): William Bernarduci
Arbitrator(s): Sandor I. Rabkin, Michael L. Letendre, Susan Largay
Hearing Site: Boston, MA
12-0261908/22/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): James Dowd
Respondent Lawyers(s): David A. Conti
Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, James R. Collins
Hearing Site: Boston, MA
12-0196607/25/2014Claimant(s): Wayne Johnson
Claimant Lawyers(s): Philip A. Tracy
Respondent(s): Daniel Joyce, Robert Morey, Vernon Gibson, Moors & Cabot.
Respondent Lawyers(s): David L. Ward
Arbitrator(s): John B. Kinsellagh, Michael L. Letendre, John J. Kenny
Hearing Site: Boston, MA
13-0084505/01/2014Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Timothy Lazcano
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): John B. Kinsellagh, Robert J. Ambrogi, Michael L. Letendre
Hearing Site: Boston, MA
11-0425402/26/2013Claimant(s): John Keating
Claimant Lawyers(s): John Patrick Keating
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Andrew M. DeLucia
Arbitrator(s): Mary C. Kelleher, Brian J. Dunn, Michael L. Letendre
Hearing Site: Boston, MA
09-0473506/29/2011Claimant(s): Karl Hahn
Claimant Lawyers(s): Karl Edward Hahn
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): Andrew T. Solomon
Arbitrator(s): Kelly M. Lonergan, Michael L. Letendre, Gene M. Bauer
Hearing Site: Boston, MA
09-0168111/30/2009Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bernard Cerrone
Respondent Lawyers(s): Bernard John Cerrone
Arbitrator(s): Christine Armstrong, Michael L. Letendre, John B. Dew
Hearing Site: Augusta, ME

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