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FINRA Awards for Gary I. Blackman

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0235609/29/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Scott Reed
Respondent Lawyers(s): Caroline Saunders
Arbitrator(s): Marc Kalish, Althea P. Halchuck, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
18-0300710/24/2019Claimant(s): William Blair & Company L.L.C.
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Ajay Thomas
Respondent Lawyers(s): Clay Hartmann
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Chicago, IL
15-0305512/27/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Craig Lennon
Respondent Lawyers(s): Thomas F. Burke
Arbitrator(s): William M. Getzoff
Hearing Site: Chicago, IL
12-0055405/12/2016Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Wells Fargo Advisors, David Kinnear
Respondent Lawyers(s): Gary I. Blackman
Arbitrator(s): G. Gale Roberson, Robert J. Larson, Rody P. Biggert
Hearing Site: Chicago, IL
14-0328703/24/2016Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Gary I. Blackman
Respondent(s): Jason Ashcraft
Respondent Lawyers(s): David H. Wollins
Arbitrator(s): Jonathan H. Larson, Mary C. Davis, Jeffrey James Scott
Hearing Site: Denver, CO

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