10-00802 | 08/02/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): John Birrenkott Respondent Lawyers(s): John M. Birrenkott Arbitrator(s): James J. Moylan, Marc H. Schtul, James J. Ashe Hearing Site: Denver, CO
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11-00109 | 07/12/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Kristi Lenderman Respondent Lawyers(s): Kristi Ann Lenderman Arbitrator(s): R. Phillip Reed Hearing Site: Denver, CO
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10-03178 | 07/07/2011 | Claimant(s): Michael Popick Claimant Lawyers(s): Russell K. Bean Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Alyssa K. Yatsko Arbitrator(s): Steven Meyrich Hearing Site: Denver, CO
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10-04891 | 05/20/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael D. Lee Respondent(s): Charles Greco Respondent Lawyers(s): Charles Vincent Greco Arbitrator(s): Federico C. Alvarez Hearing Site: Denver, CO
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09-05438 | 05/05/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Jonathan E. Levine Respondent(s): James Gracia, Lorrie Mayes Respondent Lawyers(s): Martin M. Berliner Arbitrator(s): Marilyn R. Lewis, Timothy E. Taggart, Leonard M. Goldstein Hearing Site: Denver, CO
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10-05012 | 05/02/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn LaMar Respondent(s): Teddy Ezzell Respondent Lawyers(s): Teddy R Ezzell Arbitrator(s): Dennis R. Frohlich Hearing Site: Denver, CO
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10-04222 | 03/24/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn Lamar Respondent(s): Robert Mullen Respondent Lawyers(s): Robert Bryan Mullen Arbitrator(s): Thaddeus J. Tecza Hearing Site: Denver, CO
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10-04214 | 03/15/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Carolyn Lamar Respondent(s): William Holleran Respondent Lawyers(s): William James Holleran Arbitrator(s): Marc H. Schtul Hearing Site: Denver, CO
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09-05196 | 11/19/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): John Lutz Respondent(s): George Garro, Jon Metzger, SMH Capital Inc. Respondent Lawyers(s): William D. Nelson Arbitrator(s): Larry D. Hayden, Luis D. Rovira, David L. Erickson Hearing Site: Denver, CO
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09-03802 | 11/15/2010 | Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Rockwell Pearson Respondent Lawyers(s): Rockwell Stuart Pearson Arbitrator(s): Leon C. Tupy Hearing Site: Denver, CO
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