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FINRA Awards for Alex Komoroski

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0260004/02/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Brian Merrigan
Respondent Lawyers(s): Brian Merrigan
Arbitrator(s): Steven Meyrich
Hearing Site: Denver, CO
12-0417011/29/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Jeffery Thomas
Respondent Lawyers(s): Jeffery Dwayne Thomas
Arbitrator(s): Alex H. Keller
Hearing Site: Charleston, WV
13-0189811/22/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Paul Schultz
Respondent Lawyers(s): Paul Scott Schultz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
12-0417210/25/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Francis Gerham
Respondent Lawyers(s): Donald Neidhardt
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
13-0028909/17/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): John Diederich
Respondent Lawyers(s): John G. Diederich
Arbitrator(s): Murray S. Levin
Hearing Site: Kansas City, MO
12-0383007/26/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Rudi Buetterich
Respondent Lawyers(s): Rudi Orlando Buetterich
Arbitrator(s): Jacquelyn M. Shannon
Hearing Site: Wilmington, DE
12-0435107/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Byron Brook
Respondent Lawyers(s): Byron Alan Brook
Arbitrator(s): Lee H. Goodman
Hearing Site: Chicago, IL

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