| 20-01977 | 02/11/2022 | Claimant(s): Bryan Montemurro
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Philip J. Glick
Hearing Site: Kansas City, MO
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| 18-01738 | 01/14/2019 | Claimant(s): Richard Maxey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Valic Financial Advisors.
Respondent Lawyers(s): Chad Weaver, Cora E. MacLean
Arbitrator(s): Sterling N. Frost
Hearing Site: San Francisco, CA
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| 16-00910 | 01/03/2019 | Claimant(s): Valic Financial Advisors., Variable Annuity Life Insurance Company
Claimant Lawyers(s): Matthew I. Pendfield
Respondent(s): Brett Laferrera, Jessica Laferrera
Respondent Lawyers(s): Jessica Laferrera
Arbitrator(s): Steven P. Gregory, Roslyn Barbee, Cynthianther May
Hearing Site: Birmingham, AL
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| 14-01426 | 04/14/2015 | Claimant(s): Scott Coombes
Claimant Lawyers(s): Scott Browning Coombes
Respondent(s): Carol Reinking, Valic Financial Advisors.
Respondent Lawyers(s): Carol Reinking, Kortney S. Farmer
Arbitrator(s): Oren L. Connaway, Maurice J. Fallas, Daniel Stephen Dexter
Hearing Site: Houston, TX
| | Expungement |
| 12-01764 | 02/20/2013 | Claimant(s): Annette Kitchen
Claimant Lawyers(s): Annette Kitchen
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): David H. Denboer
Arbitrator(s): Charles D. Underwood
Hearing Site: Columbus, OH
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| 10-05681 | 06/21/2012 | Claimant(s): James Gibbs
Claimant Lawyers(s): James P. Baker
Respondent(s): Max Aten, Valic Financial Advisors.
Respondent Lawyers(s): Randall L. Mitchell
Arbitrator(s): Sheldon I. Saitlin, Mary A. Duffy, Michael Stephen Knight
Hearing Site: Chicago, IL
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