| 18-02838 | 12/31/2018 | Claimant(s): Stanley Young
Claimant Lawyers(s): Stanley E. Young
Respondent(s): Timothy Grossman, Valic Financial Advisors.
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Vicky L. Orem
Hearing Site: Baltimore, MD
|  | $9,266 |
| 14-02325 | 05/15/2015 | Claimant(s): Donna Alessio
Claimant Lawyers(s): Donna J. Alessio
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Edward R. Hipp, Henry G. Plaster, Harry J. Haynsworth
Hearing Site: Norfolk, VA
| | Dismissed by Rule 12206 |
| 14-00096 | 03/20/2015 | Claimant(s): Kathy Hewkin, Thomas Hewkin, Kathy S. Hewkin IRA, Thomas J. Hewkin IRA
Claimant Lawyers(s): Robert A. Kantas
Respondent(s): Valic Financial Advisors.
Respondent Lawyers(s): Kortney Farmer
Arbitrator(s): Daniel B. MacLeod, Nina Vallion, Francis Vincent Dane
Hearing Site: Portland, OR
| | $667,422 |
| 11-03871 | 02/26/2013 | Claimant(s): Howard Christian
Claimant Lawyers(s): Howard J. Christian
Respondent(s): Edward McBride, Gregg Libutti, Jeffrey Endicott, AIG Retirement Advisors., Valic Financial Advisors.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Robert J. Ambrogi, Edward Aptaker, Susan E. Maloney
Hearing Site: Boston, MA
| | $0 |
| 09-05270 | 11/04/2010 | Claimant(s): Anil Chawla
Claimant Lawyers(s): Anil K. Chawla
Respondent(s): Carol Ring, Gregg Libutti, Valic Financial Advisors.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Robert J. Ambrogi, Nickolas F. Monteforte, Susan Lauder Stewart
Hearing Site: Boston, MA
| | $0 |
