| 14-00190 | 11/26/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Peter Kim
Respondent Lawyers(s): Peter H. Kim
Arbitrator(s): Robert J. Ruben
Hearing Site: Los Angeles, CA
| | |
| 10-02107 | 11/06/2012 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Zamir Siddiqi
Respondent Lawyers(s): Richard D. Burstein
Arbitrator(s): Robert J. Ruben, Anita Rae Shapiro, Stephen Gary Holmes
Hearing Site: Los Angeles, CA
| | |
| 11-04240 | 08/22/2012 | Claimant(s): Brittany Duran
Claimant Lawyers(s): Brittany Marie Duran
Respondent(s): Alamo Capital
Respondent Lawyers(s): Allison Kent-Aster
Arbitrator(s): Robert J. Ruben
Hearing Site: Las Vegas, NV
| | |
| 10-03128 | 12/01/2011 | Claimant(s): Greif & Co.
Claimant Lawyers(s): Louis R. Miller
Respondent(s): David Iannini, Lloyd Greif
Respondent Lawyers(s): Amnon Z. Siegel, David Iannini
Arbitrator(s): Robert J. Ruben, Norman Michael Garland, William Michael Fallon
Hearing Site: Los Angeles, CA
| | |
| 08-00479 | 03/01/2010 | Claimant(s): Grand Avenue Capital Partners, Grand Avenue Capital
Claimant Lawyers(s): Stephen Scott Talt
Respondent(s): Michael Marevich, Nick Liang, Thomas Korzenecki, Etech Securities.
Respondent Lawyers(s): Stephen Scott Talt, Tony D. Chen
Arbitrator(s): Robert J. Ruben, Basil Lewis, Esther A. Spachner
Hearing Site: Los Angeles, CA
| | |
| 05-06281 | 09/26/2008 | Claimant(s): Charles Salfity
Claimant Lawyers(s): Steve Buchwalter
Respondent(s): Scott Householder, Todd Bergeron, The Householder Group, LLLP
Respondent Lawyers(s): David H. Carmichael, David Carmichael
Arbitrator(s): Robert J. Ruben, A. Joel Klein, James M. Goldberg
Hearing Site: Los Angeles, CA
| | |
