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FINRA Awards for Peter H. Kim

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0019011/26/2014Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Jonathan Berg
Respondent(s): Peter Kim
Respondent Lawyers(s): Peter H. Kim
Arbitrator(s): Robert J. Ruben
Hearing Site: Los Angeles, CA

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