FINRA Awards for Merrill Lynch International Finance

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
11-01412	09/12/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jeffrey F. Manzella Respondent(s): George Messier Respondent Lawyers(s): Mark S. Shipman Arbitrator(s): Brian J. Dunn Hearing Site: Hartford, CT
11-02038	07/27/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Scott Hartshorn Respondent Lawyers(s): David F. McComb Arbitrator(s): Carol H. Gold, Faye Riva Cohen, Timothy J. Tarpey Hearing Site: Philadelphia, PA
10-01915	06/11/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Maria V. Martin Respondent(s): Enrique Hurtado Respondent Lawyers(s): Bruce V. Schewe Arbitrator(s): Patricia A. Renovitch, W. Patrick Baker, Richard William Wise Hearing Site: New Orleans, LA
09-07228	05/29/2012	Claimant(s): Enrique Pochat Claimant Lawyers(s): W. Steven Adams Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Linda M. Granata, Bernard A. Becker, Leah Sherman Hearing Site: Miami, FL
10-04687	03/29/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Group., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Thomas Zur Respondent Lawyers(s): Brian D. Buckstein Arbitrator(s): Kathryn M. Welsh, James Conrad Sankpill, Renaldy Jose Gutierrez Hearing Site: Miami, FL
10-01141	12/13/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jason K. Roberts Respondent(s): Daniel Hudson Respondent Lawyers(s): Bruce V Schewe Arbitrator(s): Frederick H. Bruce, Lynne R. Stern, Kathryn M. Welsh Hearing Site: New Orleans, LA
10-04058	12/07/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Craig Isaacson Respondent Lawyers(s): Craig E. Isaacson Arbitrator(s): Lester Friedman Hearing Site: San Francisco, CA
11-00109	07/12/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance Claimant Lawyers(s): Kate S. Arduini Respondent(s): Kristi Lenderman Respondent Lawyers(s): Kristi Ann Lenderman Arbitrator(s): R. Phillip Reed Hearing Site: Denver, CO