FINRA Awards for Lee Hornberger

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01130	08/05/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Jeffrey M. Csercsevits Respondent(s): Vincent Ross Respondent Lawyers(s): Vincent Ross Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk Hearing Site: Pittsburgh, PA
11-00406	05/18/2011	Claimant(s): Royal Alliance Associates. Claimant Lawyers(s): Lauren Lezak Respondent(s): Peter Bonnell Respondent Lawyers(s): Peter Joseph Bonnell Arbitrator(s): Lee Hornberger Hearing Site: Cleveland, OH
09-04182	03/16/2011	Claimant(s): Nina Howerton Claimant Lawyers(s): Joni M. Fixel Respondent(s): Chase Investment Services Corp., Mark Calabrese Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Jacqueline R. Fox, Lee Hornberger, Linda M. Foster-Wells Hearing Site: Detroit, MI
10-00152	06/01/2010	Claimant(s): Ameriprise Advisor Services. Claimant Lawyers(s): Edward Walton Respondent(s): David Strand Respondent Lawyers(s): David Strand Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
09-04432	02/04/2010	Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Louis D. Tambaro Respondent(s): Jeffrey Winter Respondent Lawyers(s): Jeffrey Martin Winter Arbitrator(s): Lee Hornberger Hearing Site: Detroit, MI
08-02227	08/14/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Ismail Jamoua Respondent Lawyers(s): Michael L. Pitt Arbitrator(s): Marvin I. Horowitz, Nancy R. Papo, Lee Hornberger Hearing Site: Detroit, MI