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FINRA Awards for Michael S. Colombo

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Displaying 41-50 out of 51 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0050507/20/2009Claimant(s): America's Choice Equities Llc
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Christopher Calandrino
Respondent Lawyers(s): Christopher John Calandrino
Arbitrator(s): Michael S. Hill
Hearing Site: Ft. Lauderdale, FL
08-0320506/30/2009Claimant(s): Jaime Diaz, Worldwide Wealth Management Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Kenneth Thom
Respondent Lawyers(s): Kenneth Thom
Arbitrator(s): David Denison
Hearing Site: New York, NY
08-0320602/27/2009Claimant(s): Fordham Financial Management
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Olori Hamilton
Respondent Lawyers(s): Olori Dennis Hamilton
Arbitrator(s): Martin Hunger
Hearing Site: New York, NY
08-0326002/27/2009Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): David Katlic
Respondent Lawyers(s): David Katlic
Arbitrator(s): Lawrence M. Pitler
Hearing Site: Boca Raton, FL
08-0250001/13/2009Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Sandra Pope
Respondent Lawyers(s): Sandra Pope
Arbitrator(s): Dallas Whitney Coffman
Hearing Site: Hartford, CT
08-0066610/22/2008Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Felipe Arrieta
Respondent Lawyers(s): Felipe N. Arrieta
Arbitrator(s): Melanie S. Cherdack, John E. Hiro, Gilbert Tendler
Hearing Site: Miami, FL
08-0013410/02/2008Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Stephen Renaud
Respondent Lawyers(s): Stephen Arthur Renaud
Arbitrator(s): Doris Lindbergh
Hearing Site: New York, NY
08-0107609/03/2008Claimant(s): Fordham Financial Management.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Samuel Kirt
Respondent Lawyers(s): Samuel Kirt
Arbitrator(s): Robert E. Holley
Hearing Site: New York, NY
08-0013508/06/2008Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Ronald Cole
Respondent Lawyers(s): Ronald Stillman Cole
Arbitrator(s): Leonard M. Bakal
Hearing Site: New York, NY
07-0112112/04/2007Claimant(s): National Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Jeffrey Leo
Respondent Lawyers(s): Jeffrey Christian Leo
Arbitrator(s): William A. Hohauser
Hearing Site: New York, NY

51 Results

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