| 15-01979 | 06/16/2017 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Patrick G. King
Respondent(s): Scott Sade
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Monroe Mitchel, Mark I. Roth, John S. Leech
Hearing Site: Boca Raton, FL
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| 13-03476 | 05/16/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barny Notes Holding
Claimant Lawyers(s): Patrick G. King
Respondent(s): Michael Smith
Respondent Lawyers(s): Aaron A. Wernick
Arbitrator(s): Marc T. Danon, Bruce M. Alster, Robert J. Buchner
Hearing Site: Boca Raton, FL
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| 13-02892 | 12/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Patrick G. King
Respondent(s): Christopher Johnson, Randall Johnson
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert E. Robertson, Emily B. Boote, Douglas J. Nesbit
Hearing Site: Minneapolis, MN
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| 12-02453 | 09/19/2013 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Patrick G. King
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Frank Samuelsohn, Susan L. Walker, Marcia Bonita Gevers
Hearing Site: Chicago, IL
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