Potomac Analytics' Logo

FINRA Awards for Oppenheimer & Co..

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 181-190 out of 199 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0091210/27/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Michael McAllister
Respondent(s): Albert Lowenthal
Respondent Lawyers(s): Michael McAllister
Arbitrator(s): Kelly M. Lonergan, Sharon L. Monroe, B. J. Krintzman
Hearing Site: Boston, MA
08-0468410/19/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Peter Balint
Respondent Lawyers(s): Peter Balint
Arbitrator(s): Linda R. Alpert, Jack Steiner, Kenneth F. Leder
Hearing Site: New York, NY
09-0280910/19/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Wheatley
Respondent Lawyers(s): Michael J. Wheatley
Arbitrator(s): Patrick J. Burley
Hearing Site: Cincinnati, OH
09-0209610/05/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Gregory Eknoyan
Respondent Lawyers(s): Gregory Winston Eknoyan
Arbitrator(s): Gregory E. Muenster
Hearing Site: Houston, TX
09-0208909/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): David Armstrong
Respondent Lawyers(s): David Lawrence Armstrong
Arbitrator(s): Iris Taymore Schnitzer
Hearing Site: Boston, MA
08-0308307/02/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Peter Byer
Respondent(s): Jeremy Wisniewski
Respondent Lawyers(s): Jeremy Anthony Wisniewski
Arbitrator(s): Linda R. Alpert, Joseph N. Stineman, Eric J. Sussman
Hearing Site: New York, NY
08-0468105/11/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Daniel Cialini
Respondent Lawyers(s): Daniel D. Cialini
Arbitrator(s): Barbara J. Glenns
Hearing Site: New York, NY
08-0368604/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Caroline Mellema
Respondent Lawyers(s): David A. Weintraub
Arbitrator(s): Lanny M. Leff
Hearing Site: Ft. Lauderdale, FL
08-0252604/08/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John McGuire
Respondent(s): Joanna Roland
Respondent Lawyers(s): Joanna Roland
Arbitrator(s): Joseph D. Cosgrove
Hearing Site: New York, NY
08-0019801/28/2009Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Marshall Isaacson
Respondent Lawyers(s): Delmer C. Gowing
Arbitrator(s): S. William Gersten
Hearing Site: Boca Raton, FL

199 Results

Display: