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FINRA Awards for John L. Krauss

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0117203/08/2024Claimant(s): Brett Ramsey
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): LPL Financial LLC, WFG Investments.
Respondent Lawyers(s): David Williams, Rochelle Mayfield
Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh
Hearing Site: Indianapolis, IN
23-0012607/20/2023Claimant(s): Michael Berger
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John L. Krauss
Hearing Site: Indianapolis, IN
21-0114510/22/2021Claimant(s): Tyler Maddox
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): The Huntington Investment Company
Respondent Lawyers(s): Elizabeth M. Hill
Arbitrator(s): Sherrill Wm Colvin, John L. Krauss, David Joseph Remondini
Hearing Site: Indianapolis, IN

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