16-00180 | 05/24/2017 | Claimant(s): Marlene Lane Claimant Lawyers(s): Mark E. Maddox Respondent(s): National Planning Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Susan L. Walker, John L. Krauss, William Peter Kealey Hearing Site: Indianapolis, IN
| | Expungement |
10-00899 | 09/21/2011 | Claimant(s): Lorrie Rink, Michael Rink Claimant Lawyers(s): Mark E Maddox Respondent(s): Lisa Stover, Primevest Financial Services. Respondent Lawyers(s): David Williams Russell Arbitrator(s): Tim V. Young, John L. Krauss, James A. Morrow Hearing Site: Indianapolis, IN
| | Stipulated Award and Expungement |
06-04784 | 09/13/2007 | Claimant(s): Pamela Maloof, Pamela M. Maloof IRA, Pamela M. Maloof, and Kathleen J. Smit Claimant Lawyers(s): Jeffrey P. Hintermeister Respondent(s): Christopher Saxon, Kathleen Smitz, Raymond James Financial Services. Respondent Lawyers(s): Christopher Eric Saxon, Erin Linehan, Jeffrey P. Hintermeister Arbitrator(s): Todd L. Barlow, John L. Krauss, Michael J. Cork Hearing Site: Indianapolis, IN
| | $393,375 |