FINRA Awards for Sigma Financial Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 7 out of 7 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01439	07/12/2024	Claimant(s): Kian Nobari Claimant Lawyers(s): Harris Freedman Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA
23-01321	06/07/2024	Claimant(s): James Lineweaver Claimant Lawyers(s): Gerry Kowalski Respondent(s): Triad Advisors LLC, Sigma Financial Corporation Respondent Lawyers(s): Amir Tadjedin, Jennifer R. Cox Arbitrator(s): Tracy L. Allen Hearing Site: Cleveland, OH
20-02937	04/07/2021	Claimant(s): Eric Wegner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Susan L. Walker Hearing Site: Minneapolis, MN
18-04317	11/08/2019	Claimant(s): Tomas Velken Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Randolph F. Pistor Arbitrator(s): Barry Goldman Hearing Site: Detroit, MI
18-04434	08/16/2019	Claimant(s): Chad Henry Claimant Lawyers(s): Bryan M. Ward Respondent(s): Robert W. Baird & Co. Incorporated, Ameriprise Financial Services., Sigma Financial Corporation Respondent Lawyers(s): Howard M. Klausmeier, Paul Schultz, Randolph F. Pistor Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
18-00483	01/17/2019	Claimant(s): Andrew Perri Claimant Lawyers(s): Armin Sarabi Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Jonathan M. Sterling Arbitrator(s): Tracy L. Allen Hearing Site: Detroit, MI
10-00378	12/14/2012	Claimant(s): Thomas Campbell Claimant Lawyers(s): Vincent Imbesi Respondent(s): Sigma Financial Corporation Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): Timothy J. Currier, Mark Scarr, James George Timpa Hearing Site: Detroit, MI