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FINRA Awards for Peter A. Cantwell

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0129704/20/2016Claimant(s): Robert Ritter
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): David M. Seidner, Jonathan H. Krotinger, Paul E. Dahlman
Hearing Site: Reno, NV
14-0030612/02/2015Claimant(s): Robert Ritter
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Benjamin W. White
Arbitrator(s): Michael G. Clark, Dean J. Dietrich, Bruce Swartout
Hearing Site: San Francisco, CA
12-0091011/25/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jack D. Ballard
Respondent(s): James Lewis
Respondent Lawyers(s): Peter A. Cantwell
Arbitrator(s): Herb Schwartz, Mary Margaret Bush, Douglas J. Pavese
Hearing Site: Reno, NV
10-0429207/05/2012Claimant(s): Jonathan Underkofler
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Cary L. Weissman, Charles R. Berry, Donald Dreyfus
Hearing Site: Phoenix, AZ
08-0400803/26/2010Claimant(s): Darren Meyer
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Magarian
Arbitrator(s): S. Lee Terry, Devra Ann Perch, Bradford J. Lam
Hearing Site: Denver, CO
05-0050505/16/2008Claimant(s): Thomas Powers
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): New England Securities, Metropolitan Life Ins. Company, New England Life Insurance Company
Respondent Lawyers(s): John A. Berg & Martin Harris
Arbitrator(s): James D. Adducci, Michael Steinberg, Richard R. Bicek
Hearing Site: Chicago, IL

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