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FINRA Awards for Peter A. Cantwell

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0336402/19/2014Claimant(s): David Abbott, James Abbott, Michael Abbott
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Charles Lane, RBC Capital Markets Corporation
Respondent Lawyers(s): Charles A. Lane, Ronald P. Kane
Arbitrator(s): Michael F. Jordan, Stephen C. Esposito, Suanne F. Goldman
Hearing Site: Chicago, IL
Checkmark Icon$201,240
05-0156712/27/2007Claimant(s): Mary DeThorne
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Edward Malysiak, Rothschild Investment Corp.
Respondent Lawyers(s): James B. Koch, Michael R. Grimm
Arbitrator(s): Ronald C. Peters, William B. Ross, Leonard Arthur Nelson
Hearing Site: Chicago, IL
Checkmark Icon$9,626

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