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FINRA Awards for Brian Walsh Devlin

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0405701/10/2022Claimant(s): Intellivest Securities.
Claimant Lawyers(s): Daniel H. Kolber
Respondent(s): Growth Capital Services.
Respondent Lawyers(s): Alvin L. Fishman
Arbitrator(s): Paul Joseph McIntyre, Brian Walsh Devlin, Richard Moore
Hearing Site: Atlanta, GA
13-0270903/03/2016Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Edward G. Winsman
Respondent(s): Douglas Smith
Respondent Lawyers(s): Gregory D. Ellis
Arbitrator(s): Gene E. Carasick, Harry G. Mason, Brian Walsh Devlin
Hearing Site: Atlanta, GA

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