FINRA Awards for John Michael Bergin

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-02684	06/17/2024	Claimant(s): Jacob Solomon Claimant Lawyers(s): Alex Padla Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): William A. Rome, John Michael Bergin, David Stein Hearing Site: New York, NY
23-02043	01/26/2024	Claimant(s): Charles Teixeira Claimant Lawyers(s): Stephan Louviere Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): John Michael Bergin Hearing Site: New York, NY
20-00885	12/28/2022	Claimant(s): Jason Goodhue Claimant Lawyers(s): Michael T. McCormack Respondent(s): Christopher Berris, Buell Securities Corp. Respondent Lawyers(s): Richard Slavin Arbitrator(s): John J. Mager, Benjamin H. Green, John Michael Bergin Hearing Site: Hartford, CT
20-02404	08/26/2021	Claimant(s): Levant Bishop Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Dalton Kent Securities Group. Respondent Lawyers(s): Edward Olson Arbitrator(s): John Michael Bergin Hearing Site: New York, NY
14-00278	12/05/2018	Claimant(s): Christopher Tisi Claimant Lawyers(s): John D. Singer Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Martin Jay Siegel, Sherri L. Hughes, John Michael Bergin Hearing Site: New York, NY