Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02899 | 05/10/2021 | Claimant(s): Byron Studdard Claimant Lawyers(s): Brian Luther Respondent(s): American Portfolios Financial Srvs., Ameriprise Financial Services Respondent Lawyers(s): Craig Vollono, Howard Klausmeier Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL | ||
| 20-00014 | 12/22/2020 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Gregory Tendrich Respondent(s): Jason Zabawa Respondent Lawyers(s): Jason M. Zabawa Arbitrator(s): Gary E. Marcus Hearing Site: Tampa, FL | ||
| 20-00771 | 09/18/2020 | Claimant(s): Noel Swain Claimant Lawyers(s): Brian Luther Respondent(s): Transamerica Financial Advisors. Respondent Lawyers(s): Susan D. Duff Arbitrator(s): Gary E. Marcus Hearing Site: Columbia, SC | ||
| 15-01814 | 12/29/2016 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Caryn Diamond Shaw Respondent(s): Adam Mayfield Respondent Lawyers(s): Adam Mayfield Arbitrator(s): Muriel Desloovere, Patricia Gunn, Gary E. Marcus Hearing Site: Tampa, FL | ||
| 15-01664 | 07/18/2016 | Claimant(s): Tommy Ayala-Rivera Claimant Lawyers(s): Tommy Ayala-Rivera Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Steven A. Siegel Arbitrator(s): Gregory D. Hoffmann, Donald N. Malawsky, Gary E. Marcus Hearing Site: Tampa, FL |