| 10-05097 | 05/01/2013 | Claimant(s): Peter Prescott
Claimant Lawyers(s): David Harrison
Respondent(s): Financial Network Investment Corporation, The Leader Board
Respondent Lawyers(s): Robert L. Hill
Arbitrator(s): Alan Stamm, James A. Sigler, Walter R. Whitman
Hearing Site: Los Angeles, CA
| | |
| 10-03072 | 02/14/2011 | Claimant(s): Financial Network Investment Corporation
Claimant Lawyers(s): Elizabeth Schmid
Respondent(s): Thomas Pfeiffer
Respondent Lawyers(s): Thomas S. Pfeiffer
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
| | |
| 08-04707 | 11/22/2010 | Claimant(s): Kayvan Karoon, Karoon Capital Markets. (dba)
Claimant Lawyers(s): Philip L. Guarino
Respondent(s): Albert Johnson, Jack Handy, John Simmers, Financial Network Investment Corporation, ING Advisors Network
Respondent Lawyers(s): David S. Goldstein, Donald H. Chase, Evan Lupion
Arbitrator(s): Philip W. Burge, Tina L. Mitchell, David Nielsen
Hearing Site: Los Angeles, CA
| | |
| 08-03522 | 04/14/2009 | Claimant(s): Financial Network Investment Corporation, Homeland Credit Union
Claimant Lawyers(s): John P. Thomas
Respondent(s): Mark Justice, Justice Financial Services., Mark Justice Financial.
Respondent Lawyers(s): James K. Cutright
Arbitrator(s): W. Sean Kelleher, Jo Ann Numbers, Stanley Kenneth Evans
Hearing Site: Columbus, OH
| | |
| 07-00534 | 06/23/2008 | Claimant(s): Thomas Mccarthy
Claimant Lawyers(s): Cindy D Salvo
Respondent(s): Financial Network Investment Corporation, Karoon Capital Markets.
Respondent Lawyers(s): Paul A. Lieberman, Thomas Vays
Arbitrator(s): Jeffrey Steinberg, Linda T. Pellegrino, Douglas John Baumann
Hearing Site: Newark, NJ
| | |
