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FINRA Awards for Raymond E. Cornelius

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0192904/22/2013Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Daniel Botyos, Lewis Blalock
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Colleen Grace, Frank William Savino, Raymond E. Cornelius
Hearing Site: Orlando, FL
10-0158601/29/2013Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Patricia Gleason
Respondent Lawyers(s): Patricia A. Gleason
Arbitrator(s): Cindy L. Anderson, Gerald Thomas Harper, Raymond E. Cornelius
Hearing Site: Jacksonville, FL
10-0111105/11/2011Claimant(s): Charles Raney
Claimant Lawyers(s): Curtis Carlson
Respondent(s): SunTrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Richard J. Fuller, Greg Knight, Raymond E. Cornelius
Hearing Site: Orlando, FL

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