FINRA Awards for Michael D. Patterson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
08-00527	12/21/2009	Claimant(s): David Lehrer, Dennis Contrestano, Jack Swenson, Michael Luby, Michael Patterson, Michael Swenson, Patrick Howell, Stephen Hird Claimant Lawyers(s): Amanda M. Knudsen Respondent(s): Piper Jaffray & Co., Piper Jaffray Companies Respondent Lawyers(s): Julie A. Kole Arbitrator(s): Thomas C. McNally, Sterling N. Frost, Jerold R. Babin Hearing Site: San Francisco, CA
08-04722	12/21/2009	Claimant(s): Piper Jaffray & Co., Piper Jaffray Companies Claimant Lawyers(s): Julie A. Kole Respondent(s): David Lehrer, Michael Patterson, Stephen Hird Respondent Lawyers(s): Amanda M. Knudsen Arbitrator(s): Hearing Site: Milwaukee, WI
08-02765	10/19/2009	Claimant(s): Stephen Bull, Bull Capital Management n/k/a Next Claimant Lawyers(s): Valerie Lynn Bailey-Rihn Respondent(s): James Shaw, J.W. Shaw Group. Respondent Lawyers(s): Vincent E. Nowak Arbitrator(s): Richard B. Bequette, Ernest F. Modzelewski, Michael F. Patterson Hearing Site: Phoenix, AZ
07-01694	04/25/2008	Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies. Claimant Lawyers(s): Michael B. Cosentino Respondent(s): Myra Roenicke Respondent Lawyers(s): Sheetal Parikh Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson Hearing Site: Detroit, MI