FINRA Awards for Michael J. Henke

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-01209	12/05/2018	Claimant(s): Waylon Jackson Claimant Lawyers(s): Andrew G. Mauck Respondent(s): Louis Frates Respondent Lawyers(s): J. Bryan Plumlee Arbitrator(s): Michael J. Henke, Joseph J. Dougherty, Tony J Lawrence Hearing Site: Richmond, VA
14-01579	12/23/2014	Claimant(s): Jonathan Phillips Claimant Lawyers(s): Gilbert C. Laite Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre C. Wolff Arbitrator(s): Lynne T. Albert, Michael J. Henke, Stephen Gregg Ellis Hearing Site: Raleigh, NC
11-02004	03/07/2012	Claimant(s): James Swinney Claimant Lawyers(s): Elizabeth R. Makris Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Michael J. Fortunato Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley Hearing Site: Baltimore, MD
10-02264	03/23/2011	Claimant(s): Michael Turek Claimant Lawyers(s): Michael G Turek Respondent(s): Joseph Lapietra Respondent Lawyers(s): Leo G. Rydzewski Arbitrator(s): Daniel T. McHugh, Michael J. Henke, Alan Robert Malasky Hearing Site: Baltimore, MD
08-04040	11/17/2009	Claimant(s): Suntrust Investment Services. Claimant Lawyers(s): Timothy J McEvoy Respondent(s): Michael Depirri Respondent Lawyers(s): Jonathan E. Levine Arbitrator(s): Wendie L. Wachtel, Michael J. Henke, Geoffrey A. Drucker Hearing Site: Washington, DC