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FINRA Awards for David S. Markun

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0136011/22/2019Claimant(s): Terrance Arges
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Steven A. Fox, Mitchell Lee Lathrop, Dan Deuprey
Hearing Site: San Diego, CA
12-0060905/14/2013Claimant(s): Eric Sigdestad, Shane Hertel
Claimant Lawyers(s): Jonah A. Toleno
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Jo-Ann C. Little, Jon C. Milliken
Hearing Site: San Diego, CA
11-0465205/03/2013Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David S. Markun
Respondent(s): Paul Jacobs
Respondent Lawyers(s): Paul Joseph Jacobs
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
11-0458805/30/2012Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David S. Markun
Respondent(s): Francis Lemieux
Respondent Lawyers(s): Francis Ephraim Lemieux
Arbitrator(s): Colette Manoil
Hearing Site: Boston, MA
09-0393003/01/2011Claimant(s): Jesse Gomez
Claimant Lawyers(s): Stephen F. Henry
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): E. Duane Stephens, William Michael Samsel, John C McGourty
Hearing Site: San Francisco, CA
10-0068807/12/2010Claimant(s): LPL Financial LLC
Claimant Lawyers(s): David S. Markun
Respondent(s): Jeffrey Hollingsworth
Respondent Lawyers(s): Jeffrey Scott Hollingsworth
Arbitrator(s): G. E. Craig Doupe
Hearing Site: Seattle, WA

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