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FINRA Awards for David S. Markun

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0051708/17/2012Claimant(s): David Olson
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): Thomas Fife, Associated Securities Corp.
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Benjamin F. Breslauer, Robert F. Saint-Aubin, Alfred S. Samulon
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0103606/06/2012Claimant(s): Kawaljit Bedi, Ravinder Bedi
Claimant Lawyers(s): David Neuman
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David S. Markun
Arbitrator(s): Susan B. Gans-Smith, Thanayi J. Lindsey, Daniel Su
Hearing Site: Los Angeles, CA
Checkmark Icon$141,250
03-0761608/09/2007Claimant(s): Darren Gryniuk
Claimant Lawyers(s): David S. Markun
Respondent(s): Citigroup Global Markets., Jack B. Grubman, Kevin Keating
Respondent Lawyers(s): Jennifer M. Blunt
Arbitrator(s): Samuel A. Alward, Karen V. Cunningham, Kelli J. Jareaux
Hearing Site: Washington, DC
Checkmark IconStipulated Award and Expungement

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