Potomac Analytics' Logo

FINRA Awards for Peggy Lewis Kennedy

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0055607/08/2022Claimant(s): SFA Holdings., Timbrel Capital, Timbrel Holdings
Claimant Lawyers(s): Emma J. Redden
Respondent(s): Brannon McPherson, Clive Slovin, Jean Merriman, Randy Gold
Respondent Lawyers(s): Brannon McPherson, Emma J. Redden
Arbitrator(s): Peggy Lewis Kennedy, John James Rubin, Jane Alexis Hodges
Hearing Site: Atlanta, GA
17-0011203/04/2019Claimant(s): David Greene
Claimant Lawyers(s): Ross B. Intelisano
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): David S. Poppick
Arbitrator(s): Clare R. Goldfarb, Peggy Lewis Kennedy, James David Askren
Hearing Site: Atlanta, GA
14-0313805/17/2017Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): John Cote, Nicholas Macnab
Respondent Lawyers(s): Andrew Froman, Jeffrey M. Barnes
Arbitrator(s): James G. Killough, Robert N. Leitch, Peggy Lewis Kennedy
Hearing Site: Atlanta, GA
12-0144108/30/2013Claimant(s): GunnAllen Financial
Claimant Lawyers(s): Robert V. Cornish
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Royce Alan Burns, Peggy Lewis Kennedy, Floyd W. McRae
Hearing Site: Atlanta, GA

4 Results

Display: