FINRA Awards for Val D. Hornstein

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-02748	05/25/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Kevin J Woods Respondent(s): Eric Demarcus Respondent Lawyers(s): Neda Ataie Arbitrator(s): Peter H. Daly, Val D. Hornstein, Richard Ullman Hearing Site: San Francisco, CA
20-02213	12/30/2022	Claimant(s): Morgan Stanley, Morgan Stanely Smith Barney Financing LL Claimant Lawyers(s): Shannon L McDougald Respondent(s): Neil Gavande Respondent Lawyers(s): Bryan T. Forman Arbitrator(s): Linda P. Drucker, Val D. Hornstein, Thomas Arthur Cohen Hearing Site: San Francisco, CA
13-00865	06/23/2015	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Benjamin W. White Respondent(s): Daniel Cairns Respondent Lawyers(s): Montgomery G. Griffin Arbitrator(s): Homer L. Davis, Val D. Hornstein, Arocles Aguilar Hearing Site: San Francisco, CA
12-01876	10/23/2014	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Michael Taaffe Respondent(s): Steven Lavorando Respondent Lawyers(s): Steven Mark Lavorando Arbitrator(s): Mary Margaret Bush, Val D. Hornstein, Marilyn Burrill O'Toole Hearing Site: San Francisco, CA
09-06810	02/29/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Kent Elliott Respondent Lawyers(s): John W. Shaw Arbitrator(s): Lester Friedman, Gary A. Hooker, Val D. Hornstein Hearing Site: San Francisco, CA