16-03624 | 03/19/2018 | Claimant(s): Travis Barnes, Barnes Benefit Consultants, Barnes Capital Advisors, Barnes Holdings. Claimant Lawyers(s): Victor L. Hayslip Respondent(s): Miron Allen, Allen Mooney & Barnes Brokerage Services, Allen Mooney & Barnes Client Services, Allen Mooney & Barnes Investment Advisor Respondent Lawyers(s): Peter N. Farley Arbitrator(s): Roger W. Van Deusen, Gerald Thomas Harper, Daniel Patrick Gimmy Hearing Site: Jacksonville, FL
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13-01262 | 08/13/2014 | Claimant(s): Kevin Daniels Claimant Lawyers(s): Curtis Carlson Respondent(s): Steven Sugarman, Cor Clearing LLC Respondent Lawyers(s): Bruce W. Barnes, David L. Aronoff Arbitrator(s): Roger W. Van Deusen, Brian G. Mooney, Ronald H. Walton Hearing Site: Tampa, FL
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11-04550 | 08/14/2013 | Claimant(s): Anderson & Strudwick Investment Corp., Anderson & Strudwickorporated Claimant Lawyers(s): Justin Joseph D'Elia Respondent(s): Donald Gunn Respondent Lawyers(s): Dionne C. Fajardo Arbitrator(s): Roger W. Van Deusen, Jeffrey R Fuller, Martin Salzman Hearing Site: Tampa, FL
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10-05620 | 10/21/2011 | Claimant(s): Bruce Marks Claimant Lawyers(s): Bruce W. Marks Respondent(s): Cindy Deleo, Morgan Stanley DW Inc., Linda Cain, Timothy Adkins Respondent Lawyers(s): Ronald H. Isroff Arbitrator(s): Roger W. Van Deusen, Robert M Lustig, Daniel L. Bonder Hearing Site: Cleveland, OH
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10-02363 | 06/14/2011 | Claimant(s): Christine O'Leary, Edward Harmon, Orrin Lebrew Claimant Lawyers(s): Vicki Kuftic Horne Respondent(s): BNY Mellon Capital Markets Respondent Lawyers(s): Catherine S. Ryan Arbitrator(s): Roger W. Van Deusen, Timothy Shay Davis, Charles B. Jarrett Hearing Site: Pittsburgh, PA
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09-05554 | 05/14/2010 | Claimant(s): Chase Investment Services Corp. Claimant Lawyers(s): Barton A. Bixenstine Respondent(s): Daniel Bloom, Living Well Financial Group. Respondent Lawyers(s): John F. Hill Arbitrator(s): Roger W. Van Deusen, Sherry L. Lavin, Louis R. Salvator Hearing Site: Cleveland, OH
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