19-01989 | 11/24/2020 | Claimant(s): Bradley Gardner Claimant Lawyers(s): Robert L. Gonser Respondent(s): Daniel Catone, Redwood Investment Group. Respondent Lawyers(s): Cary S. Lapidus Arbitrator(s): Dean J. Dietrich, Scott Robert Shewan, Jonathan Polland Hearing Site: San Francisco, CA
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15-01391 | 08/26/2016 | Claimant(s): John Nahas Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Nationwide Investment Services Corp Respondent Lawyers(s): John L. Viola Arbitrator(s): Richard M. Norman, Steven J. Feldman Hearing Site: Los Angeles, CA
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14-01086 | 11/05/2015 | Claimant(s): Kostantina Bourdev Claimant Lawyers(s): Cary S. Lapidus Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey A. Wortman Arbitrator(s): Richard L. Rubin, Robert Mallin Hirsch, Roger Gilbert Hearing Site: San Francisco, CA
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13-01502 | 10/10/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Bradley Gardner, Daniel Catone, Michael Gibson Respondent Lawyers(s): Alan M. Steinberg, Cary S. Lapidus Arbitrator(s): Paul J. Dubow, Thomas D. Reese, Arocles Aguilar Hearing Site: San Francisco, CA
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08-04521 | 10/11/2010 | Claimant(s): Betsy Van Hees Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Cowen and Company Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Sheldon Michaels, Joseph Berzok, Terri Coster Boesch Hearing Site: San Francisco, CA
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07-01145 | 03/10/2008 | Claimant(s): David Castillo Claimant Lawyers(s): Cary S. Lapidus Respondent(s): Southwest Securities. Respondent Lawyers(s): Will S. Montgomery Arbitrator(s): Harry B. Endsley, James Conrad Riewerts, Susan J. Alexander Hearing Site: San Francisco, CA
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