FINRA Awards for Katherine B. Harrison

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-01710	11/27/2018	Claimant(s): John Burke Claimant Lawyers(s): Katherine B. Harrison Respondent(s): Morgan Stanley Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Robert E. Anderson Hearing Site: Newark, NJ
16-00231	06/23/2016	Claimant(s): Richard Messina, Benchmark-Pellinore. Claimant Lawyers(s): Barry Lax Respondent(s): Adam Gordon Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): Roger J. Hawke, Walter Michael Mathews, William R. Serpe Hearing Site: New York, NY
09-05466	12/14/2015	Claimant(s): Michael Chrys Claimant Lawyers(s): Matthew J. McDonald Respondent(s): Anthony Dinallo, Wachovia Securities, Wells Fargo Advisors Respondent Lawyers(s): Katherine B. Harrison Arbitrator(s): George F. Adams, Kenneth Dymond, John Carl Cirincion Hearing Site: Albany, NY
07-02897	05/23/2008	Claimant(s): Wachovia Securities, A.G. Edwards & Sons. Claimant Lawyers(s): Katherine B. Harrison Respondent(s): Cathy McJilton, Stifel, Nicolaus & Co.., Denise Gilseth, Kelly Stomgren, Samuel Slayden Respondent Lawyers(s): James A. Hughes, Kenneth C. Mennemeier Arbitrator(s): Harry B. Endsley, Ralph A. Cotton, E. Duane Stephens Hearing Site: San Francisco, CA