FINRA Awards for Guenter S. Cohn

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01379	08/03/2017	Claimant(s): Catherine Bruno Claimant Lawyers(s): Catherine Bruno Respondent(s): UBS Financial Services Inc., Lawrence Zech Respondent Lawyers(s): Julie L. Taylor Arbitrator(s): Guenter S. Cohn, Doris V. Knotter, Seth Schwartz Hearing Site: San Diego, CA
12-04312	06/14/2013	Claimant(s): John Toman Claimant Lawyers(s): Debra V. Achkire Respondent(s): Morgan Stanley Respondent Lawyers(s): Debra V. Achkire Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
11-03789	02/15/2013	Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Jonathan Berg, Esq. Respondent(s): Matthew Francis Respondent Lawyers(s): Matthew Hamel Francis Arbitrator(s): Guenter S. Cohn, Duane Ted Wolfe, Joseph Patrick Kett Hearing Site: San Diego, CA
12-00068	01/31/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Avelino Cortina Respondent Lawyers(s): Avelino Cortina Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, Jo-Ann C. Little Hearing Site: San Diego, CA
10-00801	04/04/2012	Claimant(s): LPL Financial LLC Claimant Lawyers(s): Samuel E. Endicott Respondent(s): David Chapman, Paul Clayton, Sheri Chapman, Sherry West, EPWM Group. Respondent Lawyers(s): Brian S. Harnikorate Officer, Michael P. McCloskey, Michael T. Conway Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, James A. Bush Hearing Site: San Diego, CA
10-04548	05/09/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): David H. Smith Respondent(s): John Arquette Respondent Lawyers(s): John Robert Arquette Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
09-03896	03/02/2010	Claimant(s): Bradley Mccord, Tracy Turner Claimant Lawyers(s): Tracy Turner Respondent(s): Capwest Securities. Respondent Lawyers(s): H. Thomas Fehn Arbitrator(s): Guenter S. Cohn Hearing Site: San Diego, CA
07-01447	06/04/2008	Claimant(s): William Buechler Claimant Lawyers(s): Bradd L. Milove Respondent(s): Wachovia Securities, Wachovia Corporation Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Guenter S. Cohn, Anatoly "Tony" Zuban, Duane Ted Wolfe Hearing Site: San Diego, CA