FINRA Awards for Anthony J. Borrelli

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Displaying 11-18 out of 18 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-00965	03/28/2018	Claimant(s): Martin Finn Claimant Lawyers(s): Martin J. Finn Respondent(s): Brian Cain, Jason Chandler, Kat Koutsantonis, UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): Morton S. Bunis Hearing Site: New York, NY
17-02302	12/20/2017	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Stephen Wood Respondent Lawyers(s): Stephen Douglas Wood Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ
16-03445	08/15/2017	Claimant(s): Alfred Kovacs Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust Respondent Lawyers(s): John L. Dagley Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX		Expungement
16-03444	06/13/2017	Claimant(s): Robert Packer Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Susan Beyer, Vernon Beyer, The Beyer 2014 Trust, The VEB Trust, The Vernon Beyer Descendant Trust Respondent Lawyers(s): John L. Dagley Arbitrator(s): Eric Ross Cromartie Hearing Site: Dallas, TX		Expungement
11-01010	08/02/2011	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Alfred Nittoli Respondent Lawyers(s): Alfred Thomas Nittoli Arbitrator(s): David I. Goldblatt Hearing Site: Newark, NJ
10-01563	10/25/2010	Claimant(s): Paul Scileppi Claimant Lawyers(s): Paul Scileppi Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Anthony J. Borrelli Arbitrator(s): John A. Astorina, Kenneth M. Felder, Suzanne Amy Zalewski Hearing Site: New York, NY
07-02149	11/12/2008	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Carl Anderson Respondent Lawyers(s): Carl J. Anderson Arbitrator(s): Henry Ott-Hansen, Michael D. Neft, Robert G. Conway Hearing Site: Pittsburgh, PA
06-03316	11/15/2007	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Anthony J. Borrelli Respondent(s): Thomas Hicks Respondent Lawyers(s): Greggory J. Savage Arbitrator(s): J. Michael Coombs, Eugene R. Nielson, William Anthony Park Hearing Site: Salt Lake City, UT