Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00565 | 07/25/2013 | Claimant(s): David Schrohe Claimant Lawyers(s): Jonathan Sack Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Francis X. Dee Arbitrator(s): Sanford S. Stevens, Arthur H. Sobel, Roger L Gavan Hearing Site: New York, NY | ||
| 12-01188 | 05/14/2013 | Claimant(s): AXA Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): Yaakov Aspir Respondent Lawyers(s): Yaakov Eliyahu Aspir Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-03080 | 09/26/2012 | Claimant(s): Samuel Borger Claimant Lawyers(s): Samuel J Borger Respondent(s): AXA Advisors Respondent Lawyers(s): Kenneth O'Connor Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 10-05557 | 12/15/2011 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Kenneth O'Connor Respondent(s): David Song Respondent Lawyers(s): David Song Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 11-00386 | 07/06/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Julian W. Wells Respondent(s): James Porrazzo Respondent Lawyers(s): James M. Porrazzo Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 10-04090 | 06/22/2011 | Claimant(s): Lehman Brothers Holdings Inc. as assigne Claimant Lawyers(s): Barry S. Gold Respondent(s): Marlon Smith Respondent Lawyers(s): Marlon R. Smith Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 10-04549 | 05/27/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Frank J. Vitolo Respondent(s): Frank Baudille Respondent Lawyers(s): Frank David Baudille Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 10-03072 | 02/14/2011 | Claimant(s): Financial Network Investment Corporation Claimant Lawyers(s): Elizabeth Schmid Respondent(s): Thomas Pfeiffer Respondent Lawyers(s): Thomas S. Pfeiffer Arbitrator(s): Sanford S. Stevens Hearing Site: New York, NY | ||
| 09-06136 | 12/07/2010 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): William E. Mahoney Respondent(s): Craig Rappaport Respondent Lawyers(s): Craig H. Rappaport Arbitrator(s): John J. Jordan, Sanford S. Stevens, Carl E. Esser Hearing Site: Philadelphia, PA | ||
| 10-00741 | 12/06/2010 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Michael Gavin Respondent Lawyers(s): Michael Francis Gavin Arbitrator(s): Sanford S. Stevens Hearing Site: Philadelphia, PA |