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FINRA Awards for Gerald W. Hepp

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
19-0020510/02/2019Claimant(s): Matthew Campbell
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter Wheeler, Vice Chairman
Arbitrator(s): Gerald W. Hepp
Hearing Site: Cleveland, OH
18-0238304/10/2019Claimant(s): Lauren Gidley
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Gerald W. Hepp
Hearing Site: Buffalo, NY
17-0166204/27/2018Claimant(s): Todd Barden
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors
Respondent Lawyers(s): Cheryl Howard
Arbitrator(s): Gerald W. Hepp
Hearing Site: Milwaukee, WI
17-0196004/06/2018Claimant(s): John Long
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Shelley Davenport
Arbitrator(s): Gerald W. Hepp
Hearing Site: Des Moines, IA
16-0060004/28/2017Claimant(s): Randall Fath
Claimant Lawyers(s): Randall E. Fath
Respondent(s): OneAmerica Securities.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John F. Burns, Gerald W. Hepp, Peter Brooker
Hearing Site: Cincinnati, OH
16-0069102/17/2017Claimant(s): Daniel Murphy
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Michael W. Knapp 1997 Irrevocable Tust
Respondent Lawyers(s): Joann Knapp
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
Expungement
16-0089310/26/2016Claimant(s): Anthony Bacarella
Claimant Lawyers(s): Jonathan D. Sweik
Respondent(s): Alexander Brikoff, Brikoff Properties
Respondent Lawyers(s): Alexander Brikoff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
Expungement

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