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FINRA Awards for Elizabeth Rose Aylett

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0009603/19/2020Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth Rose Aylett
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
18-0071302/14/2019Claimant(s): Mark Rosenberg
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group, CIBC World Markets Corp.
Respondent Lawyers(s): Alan S. Brodherson, Elizabeth Rose Aylett
Arbitrator(s): Harvey R. Linder
Hearing Site: Atlanta, GA

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