FINRA Awards for Robert J. Miller

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01362	05/05/2022	Claimant(s): Dolores Mitchell Claimant Lawyers(s): Louis Tambaro Respondent(s): Morgan Stanley, Royal Alliance Associates. Respondent Lawyers(s): Amanda L. Parisi, James V. Noblett Arbitrator(s): Robert J. Miller, Brian John Gallagher, John Warner Lowe Hearing Site: New York, NY
16-02122	02/09/2021	Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew J Shapren Respondent(s): Jason Schoenholtz Respondent Lawyers(s): Denis Kelleher Arbitrator(s): Robert J. Miller, James M. Rhodes, Anna Lascar Hearing Site: New York, NY
14-01245	06/03/2015	Claimant(s): Christopher Mctammany, Noel Thompson Claimant Lawyers(s): Terrence J. Gallagher Respondent(s): Brenda Smith, Dean Barr, Joseph Meehan, Tom Ward, CV Brokerage, Foundation Capital Partners (U.S.) L.P., Foundation Capital Partners L.P., Foundation Capital Partners Greenwich LP, Foundation Capital Partners Inc., Foundation Capital Partners Intermediate Respondent Lawyers(s): Kevin D. Galbraith, Sean R. O'Brien Arbitrator(s): Martin H. Zern, Keely D. Parr, Robert J. Miller Hearing Site: New York, NY
13-00266	11/22/2013	Claimant(s): Rinico Sawyer Claimant Lawyers(s): Robert Heim Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller Hearing Site: New York, NY