| 21-02703 | 05/13/2022 | Claimant(s): Peter Joers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Securities LLC
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Stephany Adriene Watson
Hearing Site: Seattle, WA
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| 21-01519 | 03/25/2022 | Claimant(s): Ian Fuller
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
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| 21-01745 | 02/28/2022 | Claimant(s): Dax Williamson
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Geoffrey S. Beckham, Katelyn H. Wilson
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
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| 21-01316 | 02/10/2022 | Claimant(s): Damon Slepian
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
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| 21-02004 | 02/08/2022 | Claimant(s): Jared Zuflacht
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 21-02274 | 01/21/2022 | Claimant(s): C. Weissing
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
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| 21-01323 | 12/14/2021 | Claimant(s): Daniel O'Connell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
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