| 18-01834 | 11/30/2018 | Claimant(s): Michael Clark
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
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| 14-00378 | 03/20/2015 | Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
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| 12-01305 | 02/07/2013 | Claimant(s): Brett Wilson, Brian Smoot, Clifford Cashman, Darrin Santos, David Gatlin, Dean Evans, Ernest Hathaway, Gary Barker, Greg Coenen, Howard Jeppson, John Plaza, Kevin Korhorn, Lisa Dickholtz, Marty Mitchell, Michael Clark, Michele Young, Robert Greenamyer, Scotty Schoettlin, Stephen Fortner, Steven Fenyves, et al
Claimant Lawyers(s): Bryan M. Ward
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Frank D. Connett
Hearing Site: Omaha, NE
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