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FINRA Awards for Michael Clark

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0285411/25/2020Claimant(s): Timothy Bussey, Bussey Law Firm, P.C., Bussey Law Firm 401K Profit Sharing Pla
Claimant Lawyers(s): James R. Miller
Respondent(s): Danny Holladay, Ian Ahrendsen, Michael Clark, MML Investors Services, Llc
Respondent Lawyers(s): Derek C. Anderson, Julie E. Ravis, Michael H. Clark
Arbitrator(s): Steven Meyrich, Thomas R. Bromberg, Andrew Barton
Hearing Site: Denver, CO
Checkmark Icon$0
15-0300205/16/2016Claimant(s): Wilton Scronce
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Carris, Michael Clark, Steven Nelson
Respondent Lawyers(s): George William Carris, Michael Kevin Clark, Steven Nelson
Arbitrator(s): Joe E. Manuel
Hearing Site: Charlotte, NC
Checkmark Icon$50,600

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