| 22-02941 | 07/11/2023 | Claimant(s): William Mitchell
Claimant Lawyers(s): Nathan W. Lamb
Respondent(s): Transamerica Financial Advisors.
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Robert David Epstein
Hearing Site: Cincinnati, OH
| | |
| 22-00279 | 09/15/2022 | Claimant(s): David McGill
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Parkland Securities
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Carl E. Ver Beek, Robert David Epstein, David Joseph Remondini
Hearing Site: Indianapolis, IN
| | |
| 20-03017 | 04/23/2021 | Claimant(s): Lisa Howe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Robert David Epstein
Hearing Site: Columbus, OH
| | |
| 19-00938 | 10/03/2019 | Claimant(s): Bradley Ford
Claimant Lawyers(s): Jessica M. Lindemann
Respondent(s): USA Financial Securities Corporation
Respondent Lawyers(s): Joel T. Brusk
Arbitrator(s): Robert David Epstein
Hearing Site: Indianapolis, IN
| | |
| 16-01796 | 09/11/2017 | Claimant(s): Jason Woodruff
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Conni Mcewen, Erin Shaw, J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert David Epstein, John Andrew Wagner, William Joseph Caprathe
Hearing Site: Indianapolis, IN
| | |
| 08-04862 | 03/15/2010 | Claimant(s): Jeremy Koch
Claimant Lawyers(s): James P. Baker
Respondent(s): Natcity Investments.
Respondent Lawyers(s): Ivan Novich
Arbitrator(s): Enrico A. Mazzoli, Robert David Epstein, Burril A. McIntyre
Hearing Site: Indianapolis, IN
| | |
