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FINRA Awards for Matthew Fenster

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0077311/09/2023Claimant(s): Peter Lenane
Claimant Lawyers(s): Christopher P. Milazzo
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Elizabeth R. Aylett
Arbitrator(s): Larry A. Kimmel, Matthew Fenster, Harvey E. Benjamin
Hearing Site: New York, NY
20-0194901/22/2021Claimant(s): Frank Polk
Claimant Lawyers(s): Brian Luther
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Matthew Fenster
Hearing Site: New York, NY
18-0352110/22/2019Claimant(s): Susan Suarez
Claimant Lawyers(s): James Halter
Respondent(s): UBS Financial Services Inc., Mary Zawacki
Respondent Lawyers(s): John P. Leonard
Arbitrator(s): Philip M. Mandel, Edward F. Zagajeski, Matthew Fenster
Hearing Site: New York, NY
15-0131805/23/2016Claimant(s): Edward O'Connell
Claimant Lawyers(s): Aegis J. Frumento
Respondent(s): Glenn Haberfield, John O'Connell
Respondent Lawyers(s): Pearl Zuchlewski
Arbitrator(s): Karen M. Cullen, John J. Vesey, Matthew Fenster
Hearing Site: New York, NY

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