| 23-00477 | 06/04/2024 | Claimant(s): Nathan Plumb
Claimant Lawyers(s): Jonathan W. Hackbarth
Respondent(s): Betty Custer, James Custer
Respondent Lawyers(s): Lester A. Pines
Arbitrator(s): David J. Hase, Michael S. Jordan, Matthew Fisher
Hearing Site: Milwaukee, WI
| | |
| 22-02618 | 09/28/2023 | Claimant(s): Cynthia Perry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Umb Financial Services.
Respondent Lawyers(s): Shannon M. Wheaton
Arbitrator(s): Michael S. Jordan
Hearing Site: Kansas City, MO
| | |
| 19-03119 | 01/05/2022 | Claimant(s): Daniel Schreiner
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Ameriprise Financial Services, Stephen Ross
Respondent Lawyers(s): Jeffrey L. Rudd, Julie Fleming-Wolfe
Arbitrator(s): Michael S. Jordan, Susan L. Walker, William John Lillwitz
Hearing Site: Chicago, IL
| | |
| 18-03328 | 08/05/2019 | Claimant(s): Darren Golde
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Michael S. Jordan
Hearing Site: Chicago, IL
| | |
| 15-02017 | 01/20/2017 | Claimant(s): Abed Darwish
Claimant Lawyers(s): Mark L. Kowalsky
Respondent(s): Key Investment Services LLC
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Jeffrey M. Bain, Michael S. Jordan, Douglas Lucera Alder
Hearing Site: Cleveland, OH
| | |
| 15-02888 | 10/04/2016 | Claimant(s): Shawn Kost
Claimant Lawyers(s): Michele Henry
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary J. Lieberman
Arbitrator(s): Michael S. Jordan, Julia Church Kozicki, Keith Lorenzo Griffin
Hearing Site: Indianapolis, IN
| | |
| 11-04305 | 04/26/2013 | Claimant(s): Ninos Andrews
Claimant Lawyers(s): Jonathan M Cyrluk
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): Jerome F. Crotty, Jonathan Gorman Cook, Michael S. Jordan
Hearing Site: Chicago, IL
| | |
