FINRA Awards for Christopher P. Parrington

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
17-02004	08/17/2018	Claimant(s): Boustead Securities Claimant Lawyers(s): Christopher P. Parrington Respondent(s): David Walters Respondent Lawyers(s): G. Thomas Fleming Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA
13-02929	09/23/2014	Claimant(s): James Kirk Claimant Lawyers(s): Christopher P. Parrington Respondent(s): Frank Mccarthy, Ameriprise Financial Services. Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Gerald M. Gifford, Emily B. Boote, Robert S. Burk Hearing Site: Minneapolis, MN
12-02075	03/06/2014	Claimant(s): Katherine Williams Claimant Lawyers(s): Christopher P. Parrington Respondent(s): Daniel Rickett Respondent Lawyers(s): Donald R. McNeil Arbitrator(s): F. Chet Taylor, Andrew R. Dick, Phyllis Karasov Hearing Site: Minneapolis, MN
13-01751	01/16/2014	Claimant(s): James Hintz Claimant Lawyers(s): Ronald M. Amato Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners. Respondent Lawyers(s): Christopher P. Parrington Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood Hearing Site: Dallas, TX