FINRA Awards for John T. Gerhart

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02566	02/23/2016	Claimant(s): Edward Andrew, Mark Hepworth Claimant Lawyers(s): Kim Thorne, Scott A. Stewart Respondent(s): Southwest Securities. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Daniel C. Dooley, Henry J. Ackels, Joseph Neal Richardson Hearing Site: Dallas, TX
11-02785	05/04/2012	Claimant(s): Drew Springer Claimant Lawyers(s): John T. Gerhart Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Justin J. D'Elia Arbitrator(s): William E. Hartsfield, Terry Landry, Edward J. Lynch Hearing Site: Dallas, TX
07-03357	10/31/2008	Claimant(s): Gerald Tagge, Gregory Rutherford, Scott Norvell Claimant Lawyers(s): David A. Domina Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Bruce C. Young, Donald H. Loudon, Mark F. Marshall Hearing Site: Omaha, NE
06-04808	08/27/2008	Claimant(s): Chestnut Energy Partners., a/k/a Claimant Lawyers(s): John T. Gerhart Respondent(s): Thomas Tapia Respondent Lawyers(s): Thomas Tapia Arbitrator(s): Joann Peters, Peter J. Conlon, Edward J. Lynch Hearing Site: Dallas, TX
07-00723	12/27/2007	Claimant(s): John Pennachio, Mark Wells, High Mark Associates., High Mark Insurance and Financial, High Mark Securities. Claimant Lawyers(s): Daniel P. Dietrich Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): John T. Gerhart Arbitrator(s): Marshall H. Lichtenstein, Robert N. Leitch, Patrick Emery Longan Hearing Site: Atlanta, GA