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FINRA Awards for James E. Bartels

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0012411/21/2022Claimant(s): Tim Clairmont
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): Woodbury Financial Services., Lion Street Financial
Respondent Lawyers(s): Carie Heckler, Jennifer R. Cox
Arbitrator(s): James E. Bartels, Reuel Kenneth Fish, Lisa Vioni
Hearing Site: Portland, OR
21-0173802/28/2022Claimant(s): Mark Gaskill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MKG Financial Group.
Respondent Lawyers(s): Mark K. Gaskill
Arbitrator(s): James E. Bartels
Hearing Site: Portland, OR
17-0326006/17/2021Claimant(s): James Sturdivant
Claimant Lawyers(s): Andrew Campbell
Respondent(s): Clinton Holland, Marc Ferries
Respondent Lawyers(s): Charles W. Carnese
Arbitrator(s): James E. Bartels, Gideon Daniel Caron
Hearing Site: Portland, OR
20-0231102/17/2021Claimant(s): Aaron Easter
Claimant Lawyers(s): Brian Luther
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
19-0361008/19/2020Claimant(s): Susan Lawrence
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): James E. Bartels
Hearing Site: Seattle, WA
14-0204708/03/2015Claimant(s): Robert Holland
Claimant Lawyers(s): Robert J. McGaughey
Respondent(s): Richard Wilson
Respondent Lawyers(s): Willard L. Ransom
Arbitrator(s): O. Meredith Wilson, John F. Harris, James E. Bartels
Hearing Site: Portland, OR

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