FINRA Awards for Patrick J. Mulligan

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 29 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01115	12/09/2021	Claimant(s): Laura Chao Claimant Lawyers(s): Benjamin Winograd Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
21-01267	11/03/2021	Claimant(s): Christian Risenmay Claimant Lawyers(s): Jake Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
21-01307	11/02/2021	Claimant(s): Stephen Biesinger Claimant Lawyers(s): Jake L. Jacobsen Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
20-03011	07/06/2021	Claimant(s): Brice Redmond Claimant Lawyers(s): Erika C. Binnix Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Andrew M. Mintzer Hearing Site: Los Angeles, CA
20-02788	06/23/2021	Claimant(s): Jennifer Johnston Claimant Lawyers(s): Harris Freedman Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Michael Lancaster Garcia Hearing Site: San Francisco, CA
20-02007	06/04/2021	Claimant(s): David Schachter Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
20-03369	05/21/2021	Claimant(s): Rey Deborja Claimant Lawyers(s): Kartikey Pradhan Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Gary A. Hooker, Thomas D. Reese, Keara Kelly Roethke Hearing Site: San Francisco, CA
20-02385	05/03/2021	Claimant(s): Gregory Reynolds Claimant Lawyers(s): Benjamin Winograd Respondent(s): Foresters Financial Services. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA
20-02982	04/30/2021	Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): Anita Rae Shapiro Hearing Site: Los Angeles, CA
20-03171	04/29/2021	Claimant(s): Anna Jenkins Claimant Lawyers(s): Robert L. Gonser Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Patrick J. Mulligan Arbitrator(s): William Michael Samsel Hearing Site: San Francisco, CA