FINRA Awards for Suntrust Investment Services.

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-04431	09/30/2019	Claimant(s): Jaret Mutter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Josef Rosen Arbitrator(s): Edward Blumstein Hearing Site: Richmond, VA
08-04040	11/17/2009	Claimant(s): Suntrust Investment Services. Claimant Lawyers(s): Timothy J McEvoy Respondent(s): Michael Depirri Respondent Lawyers(s): Jonathan E. Levine Arbitrator(s): Wendie L. Wachtel, Michael J. Henke, Geoffrey A. Drucker Hearing Site: Washington, DC
07-00664	03/09/2009	Claimant(s): Uzo Chima Claimant Lawyers(s): Janet K. DeCosta Respondent(s): Suntrust Investment Services. Respondent Lawyers(s): Jeffrey W. Willis Arbitrator(s): E. William Pastor, Gerald B. Marcovsky, Judith A. Ashley Hearing Site: Baltimore, MD
07-00015	12/18/2007	Claimant(s): SunTrust Banks., Suntrust Capital Markets., Suntrust Investment Services. Claimant Lawyers(s): Nathan L. Garroway Respondent(s): Gary Brochin Respondent Lawyers(s): Jason W. Graham Arbitrator(s): James G. Killough, Irving M. Shlesinger, Bernard Leroy Lynch Hearing Site: Atlanta, GA