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FINRA Awards for Michael D. Lee

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Displaying 11-16 out of 16 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0440001/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Ethan Braid, James Negrelli, Michael Lundon, Paul McCormack
Respondent Lawyers(s): Michael D. Lee, Robert J. Hanna
Arbitrator(s): Benjamin B. Segel, Daniel L. Bonder, Kimberly C. Lawrence
Hearing Site: Cleveland, OH
11-0265601/20/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Michael Deverich
Respondent Lawyers(s): Michael Lee Deverich
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
10-0512011/17/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Patrick Broderick
Respondent Lawyers(s): Patrick Broderick
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
10-0525906/08/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Tom Krag
Respondent Lawyers(s): Kline Preston
Arbitrator(s): Jay R. Robinson
Hearing Site: Nashville, TN
10-0489105/20/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Charles Greco
Respondent Lawyers(s): Charles Vincent Greco
Arbitrator(s): Federico C. Alvarez
Hearing Site: Denver, CO
10-0513205/09/2011Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael D. Lee
Respondent(s): Michael Maehl
Respondent Lawyers(s): Michael Maehl
Arbitrator(s): Thomas R. Dreiling
Hearing Site: Seattle, WA

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